-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BqaW3YoWTFITkzCGqSGCVDzoZB1wx2pMwE97XfVGvtSxMa2F0MBDAVHuhL9COONH yRAF2+qgoFk3f+UK+G4cqw== 0000903893-97-000238.txt : 19970222 0000903893-97-000238.hdr.sgml : 19970222 ACCESSION NUMBER: 0000903893-97-000238 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN ENERGY HOMES INC CENTRAL INDEX KEY: 0000896397 STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED WOOD BLDGS & COMPONENTS [2452] IRS NUMBER: 631083246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42927 FILM NUMBER: 97528751 BUSINESS ADDRESS: STREET 1: HIGHWAY 41 NORTH STREET 2: P O BOX 269 CITY: ADDISON STATE: AL ZIP: 35540 BUSINESS PHONE: 2057471544 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEE JONATHAN O CENTRAL INDEX KEY: 0000938024 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: LEE CAPITAL HOLDINGS STREET 2: ONE INTERNATIONAL PLACE STE 3040 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173450477 MAIL ADDRESS: STREET 1: LEE CAPITAL HOLDINGS STREET 2: ONE INTERNATIONAL PLACE STE 3040 CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 AMENDED SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) 1 Southern Energy Homes, Inc. (Name of Issuer) Common Stock (Title or Class of Securities) 842814 10 5 (CUSIP Number) - -------- 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 842814 10 5 Page 2 of 4 Pages - ------ ------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON SS. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jonathan O. Lee - ------ ------------------------------------------------------------------------- - ------ ------------------------------------------------------------------------- 2. Check The Appropriate Box If A Member Of A Group (a) [ ] (b) [ ] - ------ ------------------------------------------------------------------------- - ------ ------------------------------------------------------------------------- 3. SEC USE ONLY - ------ ------------------------------------------------------------------------- - ------ ------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ------ ------------------------------------------------------------------------- - ---------------------------------- ------ -------------------------------------- 5. Sole Voting Power NUMBER OF 347,634 ------ -------------------------------------- ------ -------------------------------------- SHARES 6. Shared Voting Power BENEFICIALLY -0- OWNED BY ------ -------------------------------------- ------ -------------------------------------- EACH NUMBER OF SHARES 7. Sole Dispositive Power 347,634 ------ -------------------------------------- ------ -------------------------------------- 8. Shared Dispositive Power -0- - ---------------------------------- ------ -------------------------------------- - ----------- -------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 347,634 - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.3% - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - ----------- -------------------------------------------------------------------- CUSIP No. 842814 10 5 Page 3 of 4 Pages Item 1(a). Name of Issuer: Southern Energy Homes, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: Highway 41 North, P.O. Box 390, Addison, AL 35540 Item 2(a). Name of Person Filing: Jonathan O. Lee Item 2(b). Address of Principal Business Office or, if none, Residence: Lee Capital Holdings, LLC One International Place 31st Floor Boston, MA 02110 Item 2(c). Citizenship United States Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 842814 10 5 Item 3. If Statement filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: NOT APPLICABLE (a) [ ] Broker or Dealer (b) [ ] Bank (c) [ ] Insurance Company (d) [ ] Investment Company (e) [ ] Investment Adviser (f) [ ] Employee Benefit Plan, Pension Fund or Endowment Fund (g) [ ] Parent Holding Company (h) [ ] Group CUSIP No. 842814 10 5 Page 4 of 4 Pages Item 4. Ownership: (a) Amount Beneficially Owned: 347,634 (b) Percent of Class: 2.3% (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: 347,634 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 347,634 (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class: As of the date hereof, the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities. Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: N/A Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Jonathan O. Lee -------------------- Jonathan O. Lee Dated: February 11, 1997 -----END PRIVACY-ENHANCED MESSAGE-----